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NFA Today

Investor Webcast: Don't Become a Victim of Investment Fraud

Registration Overview for Forex IB, CTA and CPO Applicants

6/29/2009
News Releases
National Futures Association launches redesigned website

6/29/2009
Comment Letters
Proposed Consolidated FINRA Rules Governing Suitability and Know-Your-Customer Obligations

6/25/2009
Regulatory Actions
Strongbow Investments GP LLC

6/24/2009
Regulatory Actions
SNC Investments Inc.

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Information for NFA Members

Broker / Firm Information (BASIC)

Using NFA's Background Affiliation Status Information Center (BASIC), you can check the registration status and disciplinary history of any firm or individual that conducts business on the U.S. futures exchanges on behalf of the investing public.

BASIC

Online Registration System (ORS)

NFA has developed an Online Registration System (ORS) that allows firms and individuals to register with the CFTC and apply for NFA membership electronically. If you are currently registered, click on the tab below to access ORS.

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File a Complaint

Investors can file a customer complaint online using the link below.

File a Complaint

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Search the NFA Manual

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Regulation. Redefined.

Investor confidence is crucial to the success of the futures markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. futures industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.