search entire NFA Web site
Recent Changes
6/24/2008
Added:
An Online Learning Program for NFA Arbitrators
6/14/2008
Added:
NFA announces the availability of an audio CD of the Promotional Material and Compliance Issues for Small Firms workshops held in Chicago
7/2/2008
Added
Regulatory Action:
JST Capital Management LLC
6/26/2008
Added Notice to Members:
Request for Information
6/24/2008
Added
Regulatory Action:
Carlton Krumpfes
6/24/2008
Added News Release:
NFA launches online learning program for arbitrators
6/24/2008
Added
Regulatory Action:
Ice Investments LLC
and
Richard Cliche
6/23/2008
Added Notice to Members:
Request for Information
6/20/2008
Added Notice to Members:
Identification of Additions and Deletions in all Subsequent Versions of Disclosure Documents
6/19/2008
Added Comment Letter:
Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs; SR-NASD-2005-114
6/19/2008
Added
Regulatory Action:
Matthew J. Ammermann
6/18/2008
Added
Regulatory Action:
Blue System Incorporated
6/9/2008
Added News Release:
NFA takes emergency enforcement action against New Jersey firm, Progressive Investment Funds and Victor E. Cilli
6/6/2008
Added
Regulatory Action:
Progressive Investment Funds
and
Victor E. Cilli
5/29/2008
Added News Release:
NFA permanently bars Los Angeles firm, Jaguar Trading and suspends firm's principal, Jonathan J. Berman
5/27/2008
Added
Regulatory Action:
Jaguar Trading
and
Jonathan J. Berman
5/23/2008
Added Notice to Members:
Request for Information
5/20/2008
Added CFTC Rule Submission:
National Futures Association: IB Financial Rules - Proposed Amendments to Section 4 of NFA's Financial Requirements (Effective June 2, 2008)
Site Index
|
Links
|
Contact NFA
|
Disclaimer and Privacy Policy
|
What's New
|
Home
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
©2003-2008 National Futures Association