Compliance Contacts
  NFA wishes to assist its Members in their regulatory efforts. Therefore, please do not hesitate to contact us if you have any questions.

Audits
If your firm is located in Washington DC or the states of Delaware, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, Vermont, or West Virginia, you should direct your inquiries to our New York office:

If your firm is located outside of the area described above, you should direct your inquiries to our Chicago office.

For firm names beginning with the letters A-K and numbers:

For firm names beginning with the letters L-Z:

Investigations

Risk Management and Member Education

Anti-Money Laundering

Forex

Disclosure Documents

Financial Filings

Promotional Material

 
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