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NFA wishes to assist its Members in their regulatory efforts. Therefore, please do not hesitate to contact us if you have any questions.
Audits
If your firm is located in Washington DC or the states of Delaware, Maine, Massachusetts,
New Hampshire, New Jersey, New York, Rhode Island, Vermont, or West Virginia, you should direct your inquiries to our New York office:
If your firm is located outside of the area described above, you should direct your inquiries to our Chicago office.
For firm names beginning with the letters A-K and numbers:
For firm names beginning with the letters L-Z:
Investigations
Risk Management and Member Education
Anti-Money Laundering
Forex
Disclosure Documents
Financial Filings
Promotional Material
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